2012 : WHAT IS YOUR FAVORITE DEEP, ELEGANT, OR BEAUTIFUL EXPLANATION? [1]

nicholas_a_christakis's picture [5]
Sterling Professor of Social and Natural Science, Yale University; Co-author, Connected: The Surprising Power of Our Social Networks and How They Shape Our Lives

Out of the Mouths of Babes, or, Why is the Sky Blue?

My favorite explanation is one that I sought as a boy. It is the explanation for why the sky is blue. It's a question every toddler asks, but it is also one that most great scientists since the time of Aristotle, including da Vinci, Newton, Kepler, Descartes, Euler, and even Einstein, have asked.

One of the things I like most about this explanation—beyond the simplicity and overtness of the question itself—is how long it took to arrive at correctly, how many centuries of effort, and how many branches of science it involves.

Unlike other everyday phenomena, such as the rising and setting sun, the color of the sky did not elicit much myth-making, even by the Greeks or Chinese. There were few non-scientific explanations for its color. It took a while for the azure sky to be problematized, but, when it was, it kept our (scientific) attention. How could the atmosphere be colored when the air before our faces is not? 

Aristotle is the first, so far as we know, to ask the question about why the sky is blue, in the treatise On Colors; his answer is that the air close at hand is clear and the deep air of the sky is blue the same way a thin layer of water is clear but a deep well of water looks black. This idea was still being echoed in the 13th century by Roger Bacon. Kepler too reinvented a similar explanation, arguing that the air merely looks colorless because the tint of its color is so faint when in a thin layer. But none of them offered an explanation for the blueness of the atmosphere. So the question actually has two, related parts: why the sky has any color, and why it has a blue color. 

In the Codex Leicester, Leonardo da Vinci, writing after 1508, noted, "I say that the blue which is seen in the atmosphere is not its own color, but is caused by the heated moisture having evaporated into the most minute, imperceptible particle, which beams of the solar rays attract and cause to seem luminous against the deep, intense darkness of the region of fire that forms a covering above them." Alas, Leonardo does not actually say why these particles should be blue either.

Isaac Newton contributed, both by asking why the sky was blue, and also by demonstrating, through his pathbreaking experiments with refraction, that white light could be decomposed into its constituent colors.

Many now-forgotten and many still-remembered scientists since Newton joined in. What might refract more blue light towards our eyes? In 1760, the mathematician Leonhard Euler speculated on the wave theory of light helping to explain why the sky is blue. The 19th century saw a flurry of experiments and observations of all sorts, from expeditions to mountaintops for observation to elaborate efforts to recreate the blue sky in a bottle—as chronicled in Peter Pesic's wonderful book, Sky in a Bottle. Countless careful observations of blueness in different locations, different altitudes, different times, were made, including with bespoke devices known as cyanometers. Horace-Benedict de Saussure invented the first cyanometer in 1789. His version had 53 sections with varying shades of blue arranged in a circle. Saussure correctly reasoned that something suspended in the air must be responsible for the blue color.  

Indeed, for a very long time, it had been suspected that something in the air modified the light and made it appear blue. Eventually it was realized that it was the air itself that did this, that the very gaseous molecules that make up air itself are essential to making it appear blue. And so, the blueness of the sky is connected to the discovery of the physical reality of atoms. The color of the sky is deeply connected to atomic theory, and even to Avogadro's number! And this in turn attracted Einstein's attention in the period from 1905 to 1910.

So, the sky is blue because the incident light interacts with the gas molecules in the air in such as fashion that more of the light in the blue part of the spectrum is scattered, reaching our eyes on the surface of the planet. All the frequencies of the incident light can be scattered this way, but the high-frequency (short wavelength) blue is scattered more than the lower frequencies in a process known as Rayleigh scattering, described in the 1870's. John William Strutt, Lord Rayleigh, who also won the Nobel Prize in physics in 1904 for the discovery of argon, demonstrated that, when the wavelength of the light is on the same order as the size of the gas molecules, the intensity of scattered light varies inversely with the fourth power of its wavelength. Shorter wavelengths like blue (and violet) are scattered more than longer ones. It's as if all the molecules in the air preferentially glow blue, which is what we then see everywhere around us.

Yet, the sky should appear violet since violet light is scattered even more than blue light. But the sky does not appear violet to us because of the final, biological part of the puzzle, which is the way our eyes are designed: they are more sensitive to blue than violet light. 

The explanation for why the sky is blue involves so much of the natural sciences: the colors within the visual spectrum, the wave nature of light, the angle at which sunlight hits the atmosphere, the mathematics of scattering, the size of nitrogen and oxygen molecules, and even the way human eyes perceive color. It's most of science in a question that a young child can ask.